The Border Target Operating Model – have your say

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The draft Border Target Operating Model, sets out a new approach to importing into Great Britain. We would like to hear from members before our recommendations are sent to government.

To watch Defra’s online webinar recordings along with FAQs, please visit the UK Plant Health Information Portal. TOM (Target Operating Model) online session recordings and Questions and Answers (Q&A) - UK Plant Health Information Portal (defra.gov.uk)

The draft border TOM (Target Operating Model) was published on 5 April 2023. Stakeholders can send their feedback directly to government The Border Target Operating Model: Draft for Feedback by 19 May 2023. The government will consider the responses and publish the final version of the TOM in June 2023.

19 May 2023

Consultation closed

This consultation has now closed.

5 May 2023

Key features of the TOM

The TOM proposes a new approach to security controls and Sanitary and Phytosanitary controls at the border. The new regime will treat imports of plants for planting from EU and non-EU countries the same and will continue to apply a flat rate fee for some commodity types which was introduced in July 2022.

Commodities will be categorised by risk into high-, medium- or low-risk.

High risk

This category includes all plants for planting, potatoes, used farm machinery, certain seeds and timber.

  • High risk plants and plant products will continue to require pre-notification and a phytosanitary certificate (PC) when being imported from the EU, Liechtenstein, and Switzerland. In accordance with the new rate of checks introduced in July 2022 (see Annex E of the draft TOM), they will then be subject to checks at a frequency of 5-100%, depending on the risk.
  • From January 2024, high-risk plants and plant products will come through a Border Control Post (BCP) or Control Point (CP) where identity and physical checks will be carried out by APHA.
  • Checks will no longer take place at Points of Destination (PoDs) unless a business registers its premise as a Control Point.

Medium risk

This category includes plant products with an identified pest/disease risk.

  • From October 2023, all imports of medium-risk plants and plant products (from both the EU and non-EU) will need to have a phytosanitary certificate upon entry. These goods will continue to require pre-notification.
  • From January 2024, documentary checks and physical and identity checks at BCP will be introduced for medium-risk goods imported from the EU. In line with the reduced frequency of checks, checks will have a baseline of 3% for EU imports and 5% for non-EU imports. This may be subject to change in specific cases, where additional risk factors apply.

Low risk

This category is listed by exception for goods not listed elsewhere. It includes fresh produce which carries no identified pest/disease risk to GB.

  • From January 2024, low-risk goods will be exempt from systematic controls at the border and so will not require a phytosanitary certificate or pre-notification. This includes most fruit, vegetables and cut flowers. Instead, they will be subject to enhanced inland monitoring via surveillance, and visits to premises by plant health inspectors.

Changes to these categories will be made in response to the risk situation.

The government aims to digitise PC (phytosanitary certificates) from May 2023 depending on trade partners’ readiness.

The TOM refers to this as the ‘Single Trade Window’. Digitised PCs or ePhytos will be phased in for imports, starting with those countries that GB has the highest volume of trade with.

Control Point designation

If a business does not want their consignment to travel through a BCP, they must apply to be designated as a Control Point. This process can take between 3 – 18 months. It is advisable to explore this option now, in preparedness for 31 January 2024.

CP (Control Points) are inland inspection facilities where SPS (Sanitary and Phytosanitary) checks of plants and plant products can take place, which operate under customs supervision.

A CP needs to provide the same biosecurity safeguards as a BCP (Border Control Posts). Therefore, they must be customs authorised as a temporary storage facility and meet the same minimum requirements as a BCP in terms of facilities and resource to facilitate inspections.

More information on how you can meet the criteria and apply to become a CP can be found on Defra's CP Guidance - UK Plant Health Information Portal.

In summary, the first step in the designation process is the submission of an EoI (Expression of Interest) by emailing [email protected]. You will be asked to provide information about the anticipated volume of imports.

If the application is accepted, the CA (Competent Authority) allocates an inspector to support the application.

The operator will have to submit plans and supporting documents to the CA who, in conjunction with Defra, assesses plans for compliance with minimum requirements. However, those minimum requirements are not specified in the online guides. The final site visit will confirm if designation is accepted.

Single load consignments

For growers bringing in single load consignments, we are encouraging them to explore becoming a CP (Control Point), if they wish to avoid inspections taking place at a BCP.

This would mean that checks may continue to be carried out by an APHA inspector at the consignment’s final destination.

The NFU's ask

The NFU is asking Defra to provide a clear and accessible application process, with defined stages and costs, so that growers can evaluate whether becoming a CP is the right option for their business.

Authorised Operator Status

As a secondary consideration, growers will have the option of taking direct responsibility for conducting plant health inspections themselves (rather than using an APHA Inspector) this will be through joining an Authorised Operator Scheme. We are awaiting further details on how this will be piloted – but this is not anticipated to be before the new BCP/CP arrangements come into effect.

  • Government is exploring the introduction of a delegated authority model for the checks of plant and plant product imports, which will allow eligible traders to manage their own SPS risks.
  • It proposes to delegate responsibility to Authorised Operators (AOs) to carry out their own physical and identity checks, provided they meet certain eligibility criteria.
  • Defra will be testing elements of AOS in Autumn 2023. They will then run a live pilot to test the end-to-end process of operating as an AO in January 2024, subject to a successful testing period.
  • All businesses wishing to either take part in the pilot, or the scheme when fully functional will need to be designated Control Points (CPs).
  • It is advised that businesses register to become a CP now, as the process can take a minimum of 3 months.
  • The competent authority can withdraw or suspend authorisation in cases of serious non-compliance. Should this happen, inspections will revert to the relevant UK plant health service.

Groupage for plants within the AOS and/or CP

If consignments are part of a groupage load, it is still worth growers exploring the CP option, but growers must be mindful that consignments may still have to go through a different CP first.

If one product within a consignment requires a physical check and the others do not, it has yet to be determined which type of CP groupage loads would need to pass through (i.e., a BCP or another CP).

Key dates

  • From October 2023 – all imports of medium-risk plants and plant products (including those imports from the EU) will need to have a phytosanitary certificate upon entry.
  • From January 2024 – high-risk plants and plant products must come through a Border Control Post (BCP) or Control Point (CP) where identity and physical checks will be carried out. Checks will no longer take place at Points of Destination (PoDs).
  • From January 2024 – documentary checks and physical and identity checks at the border will be introduced for medium-risk goods imported from the EU. In line with the reduced frequency of checks, checks will have a baseline of 3% for EU imports and 5% for non-EU imports, but may be different in specific cases, where additional risk factors apply.
  • From January 2024 – low-risk goods will be exempt from systematic controls at the border and so will not require a phytosanitary certificate or pre-notification. This includes most fruit, vegetables and cut flowers. Instead, they will be subject to enhanced inland monitoring via surveillance, and evidence-led visits to premises by plant health inspectors.

NFU concerns

We have been in close contact with Defra during the design of the TOM and have been consulted on the proposed options. However, the publication of the draft TOM does not provide clarity on fundamental issues that businesses need to know in order to decide if the AOS and CP models are useful for them.

In particular, the details around the designation process for CPs are not known and it appears there is some flexibility for APHA inspectors to assess the premises.

It is crucial that the process of becoming a Control Point is as accessible as possible.

Also, it has not been clarified yet how HMG is going to deal with groupage loads. The uncertainty around the AOS and CP designation makes it hard for members to assess the pros and cons of the proposed new measures.

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Summary

  • Government want feedback by 19 May 2023